ProductClassMargin.java
package org.drip.simm.estimator;
/*
* -*- mode: java; tab-width: 4; indent-tabs-mode: nil; c-basic-offset: 4 -*-
*/
/*!
* Copyright (C) 2020 Lakshmi Krishnamurthy
* Copyright (C) 2019 Lakshmi Krishnamurthy
* Copyright (C) 2018 Lakshmi Krishnamurthy
*
* This file is part of DROP, an open-source library targeting analytics/risk, transaction cost analytics,
* asset liability management analytics, capital, exposure, and margin analytics, valuation adjustment
* analytics, and portfolio construction analytics within and across fixed income, credit, commodity,
* equity, FX, and structured products. It also includes auxiliary libraries for algorithm support,
* numerical analysis, numerical optimization, spline builder, model validation, statistical learning,
* and computational support.
*
* https://lakshmidrip.github.io/DROP/
*
* DROP is composed of three modules:
*
* - DROP Product Core - https://lakshmidrip.github.io/DROP-Product-Core/
* - DROP Portfolio Core - https://lakshmidrip.github.io/DROP-Portfolio-Core/
* - DROP Computational Core - https://lakshmidrip.github.io/DROP-Computational-Core/
*
* DROP Product Core implements libraries for the following:
* - Fixed Income Analytics
* - Loan Analytics
* - Transaction Cost Analytics
*
* DROP Portfolio Core implements libraries for the following:
* - Asset Allocation Analytics
* - Asset Liability Management Analytics
* - Capital Estimation Analytics
* - Exposure Analytics
* - Margin Analytics
* - XVA Analytics
*
* DROP Computational Core implements libraries for the following:
* - Algorithm Support
* - Computation Support
* - Function Analysis
* - Model Validation
* - Numerical Analysis
* - Numerical Optimizer
* - Spline Builder
* - Statistical Learning
*
* Documentation for DROP is Spread Over:
*
* - Main => https://lakshmidrip.github.io/DROP/
* - Wiki => https://github.com/lakshmiDRIP/DROP/wiki
* - GitHub => https://github.com/lakshmiDRIP/DROP
* - Repo Layout Taxonomy => https://github.com/lakshmiDRIP/DROP/blob/master/Taxonomy.md
* - Javadoc => https://lakshmidrip.github.io/DROP/Javadoc/index.html
* - Technical Specifications => https://github.com/lakshmiDRIP/DROP/tree/master/Docs/Internal
* - Release Versions => https://lakshmidrip.github.io/DROP/version.html
* - Community Credits => https://lakshmidrip.github.io/DROP/credits.html
* - Issues Catalog => https://github.com/lakshmiDRIP/DROP/issues
* - JUnit => https://lakshmidrip.github.io/DROP/junit/index.html
* - Jacoco => https://lakshmidrip.github.io/DROP/jacoco/index.html
*
* Licensed under the Apache License, Version 2.0 (the "License");
* you may not use this file except in compliance with the License.
*
* You may obtain a copy of the License at
* http://www.apache.org/licenses/LICENSE-2.0
*
* Unless required by applicable law or agreed to in writing, software
* distributed under the License is distributed on an "AS IS" BASIS,
* WITHOUT WARRANTIES OR CONDITIONS OF ANY KIND, either express or implied.
*
* See the License for the specific language governing permissions and
* limitations under the License.
*/
/**
* <i>ProductClassMargin</i> holds the Initial Margin Estimates for a Single Product Class across the Six
* Risk Factors - Interest Rate, Credit Qualifying, Credit Non-Qualifying, Equity, Commodity, and FX. The
* References are:
*
* <br><br>
* <ul>
* <li>
* Andersen, L. B. G., M. Pykhtin, and A. Sokol (2017): Credit Exposure in the Presence of Initial
* Margin https://papers.ssrn.com/sol3/papers.cfm?abstract_id=2806156 <b>eSSRN</b>
* </li>
* <li>
* Albanese, C., S. Caenazzo, and O. Frankel (2017): Regression Sensitivities for Initial Margin
* Calculations https://papers.ssrn.com/sol3/papers.cfm?abstract_id=2763488 <b>eSSRN</b>
* </li>
* <li>
* Anfuso, F., D. Aziz, P. Giltinan, and K. Loukopoulus (2017): A Sound Modeling and Back-testing
* Framework for Forecasting Initial Margin Requirements
* https://papers.ssrn.com/sol3/papers.cfm?abstract_id=2716279 <b>eSSRN</b>
* </li>
* <li>
* Caspers, P., P. Giltinan, R. Lichters, and N. Nowaczyk (2017): Forecasting Initial Margin
* Requirements - A Model Evaluation https://papers.ssrn.com/sol3/papers.cfm?abstract_id=2911167
* <b>eSSRN</b>
* </li>
* <li>
* International Swaps and Derivatives Association (2017): SIMM v2.0 Methodology
* https://www.isda.org/a/oFiDE/isda-simm-v2.pdf
* </li>
* </ul>
*
* <br><br>
* <ul>
* <li><b>Module </b> = <a href = "https://github.com/lakshmiDRIP/DROP/tree/master/PortfolioCore.md">Portfolio Core Module</a></li>
* <li><b>Library</b> = <a href = "https://github.com/lakshmiDRIP/DROP/tree/master/MarginAnalyticsLibrary.md">Initial and Variation Margin Analytics</a></li>
* <li><b>Project</b> = <a href = "https://github.com/lakshmiDRIP/DROP/tree/master/src/main/java/org/drip/simm/README.md">Initial Margin Analytics based on ISDA SIMM and its Variants</a></li>
* <li><b>Package</b> = <a href = "https://github.com/lakshmiDRIP/DROP/tree/master/src/main/java/org/drip/simm/estimator/README.md">ISDA SIMM Core + Add-On Estimator</a></li>
* </ul>
* <br><br>
*
* @author Lakshmi Krishnamurthy
*/
public class ProductClassMargin
{
private org.drip.simm.margin.RiskClassAggregate _fxRiskClassAggregate = null;
private org.drip.simm.margin.RiskClassAggregateIR _irRiskClassAggregate = null;
private org.drip.simm.margin.RiskClassAggregate _equityRiskClassAggregate = null;
private org.drip.simm.margin.RiskClassAggregate _commodityRiskClassAggregate = null;
private org.drip.simm.margin.RiskClassAggregateCR _creditQualifyingRiskClassAggregate = null;
private org.drip.simm.margin.RiskClassAggregateCR _creditNonQualifyingRiskClassAggregate = null;
/**
* ProductClassMargin Constructor
*
* @param irRiskClassAggregate IR Risk Class Aggregate
* @param creditQualifyingRiskClassAggregate Credit Qualifying Risk Class Aggregate
* @param creditNonQualifyingRiskClassAggregate Credit Non-Qualifying Risk Class Aggregate
* @param equityRiskClassAggregate Equity Risk Class Aggregate
* @param fxRiskClassAggregate FX Risk Class Aggregate
* @param commodityRiskClassAggregate Commodity Risk Class Aggregate
*
* @throws java.lang.Exception Thrown if the Inputs are Invalid
*/
public ProductClassMargin (
final org.drip.simm.margin.RiskClassAggregateIR irRiskClassAggregate,
final org.drip.simm.margin.RiskClassAggregateCR creditQualifyingRiskClassAggregate,
final org.drip.simm.margin.RiskClassAggregateCR creditNonQualifyingRiskClassAggregate,
final org.drip.simm.margin.RiskClassAggregate equityRiskClassAggregate,
final org.drip.simm.margin.RiskClassAggregate fxRiskClassAggregate,
final org.drip.simm.margin.RiskClassAggregate commodityRiskClassAggregate)
throws java.lang.Exception
{
_irRiskClassAggregate = irRiskClassAggregate;
_fxRiskClassAggregate = fxRiskClassAggregate;
_equityRiskClassAggregate = equityRiskClassAggregate;
_commodityRiskClassAggregate = commodityRiskClassAggregate;
_creditQualifyingRiskClassAggregate = creditQualifyingRiskClassAggregate;
_creditNonQualifyingRiskClassAggregate = creditNonQualifyingRiskClassAggregate;
if ((null == _equityRiskClassAggregate &&
null == _commodityRiskClassAggregate &&
null == _fxRiskClassAggregate &&
null == _irRiskClassAggregate &&
null == _creditQualifyingRiskClassAggregate &&
null == _creditNonQualifyingRiskClassAggregate))
{
throw new java.lang.Exception ("ProductClassMargin => Invalid Inputs");
}
}
/**
* Retrieve the Interest Rate Risk Class Aggregate
*
* @return The Interest Rate Risk Class Aggregate
*/
public org.drip.simm.margin.RiskClassAggregateIR irRiskClassAggregate()
{
return _irRiskClassAggregate;
}
/**
* Retrieve the Credit Qualifying Risk Class Aggregate
*
* @return The Credit Qualifying Risk Class Aggregate
*/
public org.drip.simm.margin.RiskClassAggregateCR creditQualifyingRiskClassAggregate()
{
return _creditQualifyingRiskClassAggregate;
}
/**
* Retrieve the Credit Non-Qualifying Risk Class Aggregate
*
* @return The Credit Non-Qualifying Risk Class Aggregate
*/
public org.drip.simm.margin.RiskClassAggregateCR creditNonQualifyingRiskClassAggregate()
{
return _creditNonQualifyingRiskClassAggregate;
}
/**
* Retrieve the Equity Risk Class Aggregate
*
* @return The Equity Risk Class Aggregate
*/
public org.drip.simm.margin.RiskClassAggregate equityRiskClassAggregate()
{
return _equityRiskClassAggregate;
}
/**
* Retrieve the FX Risk Class Aggregate
*
* @return The FX Risk Class Aggregate
*/
public org.drip.simm.margin.RiskClassAggregate fxRiskClassAggregate()
{
return _fxRiskClassAggregate;
}
/**
* Retrieve the Commodity Risk Class Aggregate
*
* @return The Commodity Risk Class Aggregate
*/
public org.drip.simm.margin.RiskClassAggregate commodityRiskClassAggregate()
{
return _commodityRiskClassAggregate;
}
/**
* Compute the Total IM
*
* @param labelCorrelation Cross Risk Class Label Correlation
*
* @return The Total IM
*
* @throws java.lang.Exception Thrown if the Inputs are Invalid
*/
public double total (
final org.drip.measure.stochastic.LabelCorrelation labelCorrelation)
throws java.lang.Exception
{
if (null == labelCorrelation)
{
throw new java.lang.Exception ("ProductClassMargin::total => Invalid Inputs");
}
double irIM = null == _irRiskClassAggregate ? 0. : _irRiskClassAggregate.margin();
double fxIM = null == _fxRiskClassAggregate ? 0. : _fxRiskClassAggregate.margin();
double equityIM = null == _equityRiskClassAggregate ? 0. : _equityRiskClassAggregate.margin();
double commodityIM = null == _commodityRiskClassAggregate ? 0. :
_commodityRiskClassAggregate.margin();
double creditQualifyingIM = null == _creditQualifyingRiskClassAggregate ? 0. :
_creditQualifyingRiskClassAggregate.margin();
double creditNonQualifyingIM = null == _creditNonQualifyingRiskClassAggregate ? 0. :
_creditNonQualifyingRiskClassAggregate.margin();
double totalIM = 0.;
totalIM = totalIM + irIM *irIM;
totalIM = totalIM + creditQualifyingIM * creditQualifyingIM;
totalIM = totalIM + creditNonQualifyingIM * creditNonQualifyingIM;
totalIM = totalIM + equityIM * equityIM;
totalIM = totalIM + fxIM * fxIM;
totalIM = totalIM + commodityIM * commodityIM;
totalIM = totalIM + labelCorrelation.entry (
org.drip.simm.common.Chargram.IR,
org.drip.simm.common.Chargram.CRQ
) * irIM * creditQualifyingIM;
totalIM = totalIM + labelCorrelation.entry (
org.drip.simm.common.Chargram.IR,
org.drip.simm.common.Chargram.CRNQ
) * irIM * creditNonQualifyingIM;
totalIM = totalIM + labelCorrelation.entry (
org.drip.simm.common.Chargram.IR,
org.drip.simm.common.Chargram.EQ
) * irIM * equityIM;
totalIM = totalIM + labelCorrelation.entry (
org.drip.simm.common.Chargram.IR,
org.drip.simm.common.Chargram.FX
) * irIM * fxIM;
totalIM = totalIM + labelCorrelation.entry (
org.drip.simm.common.Chargram.IR,
org.drip.simm.common.Chargram.CT
) * irIM * commodityIM;
totalIM = totalIM + labelCorrelation.entry (
org.drip.simm.common.Chargram.CRQ,
org.drip.simm.common.Chargram.CRNQ
) * creditQualifyingIM * creditNonQualifyingIM;
totalIM = totalIM + labelCorrelation.entry (
org.drip.simm.common.Chargram.CRQ,
org.drip.simm.common.Chargram.EQ
) * creditQualifyingIM * equityIM;
totalIM = totalIM + labelCorrelation.entry (
org.drip.simm.common.Chargram.CRQ,
org.drip.simm.common.Chargram.FX
) * creditQualifyingIM * fxIM;
totalIM = totalIM + labelCorrelation.entry (
org.drip.simm.common.Chargram.CRQ,
org.drip.simm.common.Chargram.CT
) * creditQualifyingIM * commodityIM;
totalIM = totalIM + labelCorrelation.entry (
org.drip.simm.common.Chargram.CRNQ,
org.drip.simm.common.Chargram.EQ
) * creditNonQualifyingIM * equityIM;
totalIM = totalIM + labelCorrelation.entry (
org.drip.simm.common.Chargram.CRNQ,
org.drip.simm.common.Chargram.FX
) * creditNonQualifyingIM * fxIM;
totalIM = totalIM + labelCorrelation.entry (
org.drip.simm.common.Chargram.CRNQ,
org.drip.simm.common.Chargram.CT
) * creditNonQualifyingIM * commodityIM;
totalIM = totalIM + labelCorrelation.entry (
org.drip.simm.common.Chargram.EQ,
org.drip.simm.common.Chargram.FX
) * equityIM * fxIM;
totalIM = totalIM + labelCorrelation.entry (
org.drip.simm.common.Chargram.EQ,
org.drip.simm.common.Chargram.CT
) * equityIM * commodityIM;
totalIM = totalIM + labelCorrelation.entry (
org.drip.simm.common.Chargram.FX,
org.drip.simm.common.Chargram.CT
) * fxIM * commodityIM;
return java.lang.Math.sqrt (totalIM);
}
}