FlatForwardDiscountCurve.java
package org.drip.state.nonlinear;
/*
* -*- mode: java; tab-width: 4; indent-tabs-mode: nil; c-basic-offset: 4 -*-
*/
/*!
* Copyright (C) 2020 Lakshmi Krishnamurthy
* Copyright (C) 2019 Lakshmi Krishnamurthy
* Copyright (C) 2018 Lakshmi Krishnamurthy
* Copyright (C) 2017 Lakshmi Krishnamurthy
* Copyright (C) 2016 Lakshmi Krishnamurthy
* Copyright (C) 2015 Lakshmi Krishnamurthy
* Copyright (C) 2014 Lakshmi Krishnamurthy
* Copyright (C) 2013 Lakshmi Krishnamurthy
* Copyright (C) 2012 Lakshmi Krishnamurthy
* Copyright (C) 2011 Lakshmi Krishnamurthy
*
* This file is part of DROP, an open-source library targeting analytics/risk, transaction cost analytics,
* asset liability management analytics, capital, exposure, and margin analytics, valuation adjustment
* analytics, and portfolio construction analytics within and across fixed income, credit, commodity,
* equity, FX, and structured products. It also includes auxiliary libraries for algorithm support,
* numerical analysis, numerical optimization, spline builder, model validation, statistical learning,
* and computational support.
*
* https://lakshmidrip.github.io/DROP/
*
* DROP is composed of three modules:
*
* - DROP Product Core - https://lakshmidrip.github.io/DROP-Product-Core/
* - DROP Portfolio Core - https://lakshmidrip.github.io/DROP-Portfolio-Core/
* - DROP Computational Core - https://lakshmidrip.github.io/DROP-Computational-Core/
*
* DROP Product Core implements libraries for the following:
* - Fixed Income Analytics
* - Loan Analytics
* - Transaction Cost Analytics
*
* DROP Portfolio Core implements libraries for the following:
* - Asset Allocation Analytics
* - Asset Liability Management Analytics
* - Capital Estimation Analytics
* - Exposure Analytics
* - Margin Analytics
* - XVA Analytics
*
* DROP Computational Core implements libraries for the following:
* - Algorithm Support
* - Computation Support
* - Function Analysis
* - Model Validation
* - Numerical Analysis
* - Numerical Optimizer
* - Spline Builder
* - Statistical Learning
*
* Documentation for DROP is Spread Over:
*
* - Main => https://lakshmidrip.github.io/DROP/
* - Wiki => https://github.com/lakshmiDRIP/DROP/wiki
* - GitHub => https://github.com/lakshmiDRIP/DROP
* - Repo Layout Taxonomy => https://github.com/lakshmiDRIP/DROP/blob/master/Taxonomy.md
* - Javadoc => https://lakshmidrip.github.io/DROP/Javadoc/index.html
* - Technical Specifications => https://github.com/lakshmiDRIP/DROP/tree/master/Docs/Internal
* - Release Versions => https://lakshmidrip.github.io/DROP/version.html
* - Community Credits => https://lakshmidrip.github.io/DROP/credits.html
* - Issues Catalog => https://github.com/lakshmiDRIP/DROP/issues
* - JUnit => https://lakshmidrip.github.io/DROP/junit/index.html
* - Jacoco => https://lakshmidrip.github.io/DROP/jacoco/index.html
*
* Licensed under the Apache License, Version 2.0 (the "License");
* you may not use this file except in compliance with the License.
*
* You may obtain a copy of the License at
* http://www.apache.org/licenses/LICENSE-2.0
*
* Unless required by applicable law or agreed to in writing, software
* distributed under the License is distributed on an "AS IS" BASIS,
* WITHOUT WARRANTIES OR CONDITIONS OF ANY KIND, either express or implied.
*
* See the License for the specific language governing permissions and
* limitations under the License.
*/
/**
* <i>FlatForwardDiscountCurve</i> manages the Discounting Latent State, using the Forward Rate as the State
* Response Representation. It exports the following functionality:
*
* <br><br>
* <ul>
* <li>
* Boot Methods - Set/Bump Specific Node Quantification Metric, or Set Flat Value
* </li>
* <li>
* Boot Calibration - Initialize Run, Compute Calibration Metric
* </li>
* <li>
* Compute the discount factor, forward rate, or the zero rate from the Forward Rate Latent State
* </li>
* <li>
* Create a ForwardRateEstimator instance for the given Index
* </li>
* <li>
* Retrieve Array of the Calibration Components
* </li>
* <li>
* Retrieve the Curve Construction Input Set
* </li>
* <li>
* Compute the Jacobian of the Discount Factor Latent State to the input Quote
* </li>
* <li>
* Synthesize scenario Latent State by parallel shifting/custom tweaking the quantification metric
* </li>
* <li>
* Synthesize scenario Latent State by parallel/custom shifting/custom tweaking the manifest measure
* </li>
* </ul>
*
* <br><br>
* <ul>
* <li><b>Module </b> = <a href = "https://github.com/lakshmiDRIP/DROP/tree/master/ProductCore.md">Product Core Module</a></li>
* <li><b>Library</b> = <a href = "https://github.com/lakshmiDRIP/DROP/tree/master/FixedIncomeAnalyticsLibrary.md">Fixed Income Analytics</a></li>
* <li><b>Project</b> = <a href = "https://github.com/lakshmiDRIP/DROP/tree/master/src/main/java/org/drip/state/README.md">Latent State Inference and Creation Utilities</a></li>
* <li><b>Package</b> = <a href = "https://github.com/lakshmiDRIP/DROP/tree/master/src/main/java/org/drip/state/nonlinear/README.md">Nonlinear (i.e., Boot) Latent State Construction</a></li>
* </ul>
* <br><br>
*
* @author Lakshmi Krishnamurthy
*/
public class FlatForwardDiscountCurve extends org.drip.state.discount.ExplicitBootDiscountCurve {
private int _aiDate[] = null;
private int _iCompoundingFreq = -1;
private double _adblForwardRate[] = null;
private boolean _bDiscreteCompounding = false;
private java.lang.String _strCompoundingDayCount = "";
protected double yearFract (
final int iStartDate,
final int iEndDate)
throws java.lang.Exception
{
return _bDiscreteCompounding ? org.drip.analytics.daycount.Convention.YearFraction (iStartDate,
iEndDate, _strCompoundingDayCount, false, null, currency()) : 1. * (iEndDate - iStartDate) /
365.25;
}
private FlatForwardDiscountCurve shiftManifestMeasure (
final double[] adblShift)
{
if (!org.drip.numerical.common.NumberUtil.IsValid (adblShift) || null == _ccis) return null;
org.drip.product.definition.CalibratableComponent[] aCalibInst = _ccis.components();
org.drip.param.valuation.ValuationParams valParam = _ccis.valuationParameter();
org.drip.param.valuation.ValuationCustomizationParams quotingParam = _ccis.quotingParameter();
org.drip.analytics.support.CaseInsensitiveTreeMap<org.drip.analytics.support.CaseInsensitiveTreeMap<java.lang.Double>>
mapQuote = _ccis.quoteMap();
org.drip.analytics.support.CaseInsensitiveTreeMap<java.lang.String[]> mapMeasures =
_ccis.measures();
org.drip.param.market.LatentStateFixingsContainer lsfc = _ccis.fixing();
int iNumComp = aCalibInst.length;
if (adblShift.length != iNumComp) return null;
try {
FlatForwardDiscountCurve ffdc = new FlatForwardDiscountCurve (new
org.drip.analytics.date.JulianDate (_iEpochDate), _strCurrency, _aiDate, _adblForwardRate,
_bDiscreteCompounding, _strCompoundingDayCount, _iCompoundingFreq);
for (int i = 0; i < iNumComp; ++i) {
java.lang.String strInstrumentCode = aCalibInst[i].primaryCode();
org.drip.analytics.support.CaseInsensitiveTreeMap<java.lang.Double> mapInstrumentQuote =
mapQuote.get (aCalibInst[i].primaryCode());
java.lang.String strCalibMeasure = mapMeasures.get (strInstrumentCode)[0];
if (null == mapInstrumentQuote || !mapInstrumentQuote.containsKey (strCalibMeasure))
return null;
org.drip.state.nonlinear.NonlinearCurveBuilder.DiscountCurveNode (valParam, aCalibInst[i],
mapInstrumentQuote.get (strCalibMeasure) + adblShift[i], strCalibMeasure, false, i, ffdc,
null, lsfc, quotingParam);
}
return ffdc.setCCIS (new org.drip.analytics.input.BootCurveConstructionInput (valParam,
quotingParam, aCalibInst, mapQuote, mapMeasures, lsfc)) ? ffdc : null;
} catch (java.lang.Exception e) {
e.printStackTrace();
}
return null;
}
/**
* Boot-strap a constant forward discount curve from an array of dates and discount rates
*
* @param dtStart Epoch Date
* @param strCurrency Currency
* @param aiDate Array of Dates
* @param adblForwardRate Array of Forward Rates
* @param bDiscreteCompounding TRUE - Compounding is Discrete
* @param strCompoundingDayCount Day Count Convention to be used for Discrete Compounding
* @param iCompoundingFreq Frequency to be used for Discrete Compounding
*
* @throws java.lang.Exception Thrown if the curve cannot be created
*/
public FlatForwardDiscountCurve (
final org.drip.analytics.date.JulianDate dtStart,
final java.lang.String strCurrency,
final int[] aiDate,
final double[] adblForwardRate,
final boolean bDiscreteCompounding,
final java.lang.String strCompoundingDayCount,
final int iCompoundingFreq)
throws java.lang.Exception
{
super (
dtStart.julian(),
strCurrency
);
if (null == aiDate || null == adblForwardRate)
throw new java.lang.Exception ("FlatForwardDiscountCurve ctr: Invalid inputs");
int iNumDate = aiDate.length;
if (0 == iNumDate || iNumDate != adblForwardRate.length)
throw new java.lang.Exception ("FlatForwardDiscountCurve ctr: Invalid inputs");
_aiDate = new int[iNumDate];
_iCompoundingFreq = iCompoundingFreq;
_adblForwardRate = new double[iNumDate];
_bDiscreteCompounding = bDiscreteCompounding;
_strCompoundingDayCount = strCompoundingDayCount;
for (int i = 0; i < iNumDate; ++i) {
_aiDate[i] = aiDate[i];
_adblForwardRate[i] = adblForwardRate[i];
}
}
protected FlatForwardDiscountCurve (
final FlatForwardDiscountCurve dc)
throws java.lang.Exception
{
super (dc.epoch().julian(), dc.currency());
_aiDate = dc._aiDate;
_strCurrency = dc._strCurrency;
_iEpochDate = dc._iEpochDate;
_adblForwardRate = dc._adblForwardRate;
_iCompoundingFreq = dc._iCompoundingFreq;
_bDiscreteCompounding = dc._bDiscreteCompounding;
_strCompoundingDayCount = dc._strCompoundingDayCount;
}
/**
* Retrieve the Forward Node Dates
*
* @return The Forward Node Dates
*/
public int[] dates()
{
return _aiDate;
}
/**
* Retrieve the Forward Node Values
*
* @return The Forward Node Values
*/
public double[] nodeValues()
{
return _adblForwardRate;
}
/**
* Retrieve the Discrete Compounding Flag
*
* @return TRUE - Discrete Compounding
*/
public boolean discreteCompounding()
{
return _bDiscreteCompounding;
}
/**
* Retrieve the Compounding Frequency
*
* @return The Compounding Frequency
*/
public int compoundingFrequency()
{
return _iCompoundingFreq;
}
/**
* Retrieve the Compounding Day Count
*
* @return The Compounding Day Count
*/
public java.lang.String compoundingDayCount()
{
return _strCompoundingDayCount;
}
@Override public double df (
final int iDate)
throws java.lang.Exception
{
if (iDate <= _iEpochDate) return 1.;
int i = 0;
double dblDF = 1.;
double dblExpArg = 0.;
int iStartDate = _iEpochDate;
int iNumDate = _aiDate.length;
while (i < iNumDate && (int) iDate >= (int) _aiDate[i]) {
if (_bDiscreteCompounding)
dblDF *= java.lang.Math.pow (1. + (_adblForwardRate[i] / _iCompoundingFreq), -1. * yearFract
(iStartDate, _aiDate[i]) * _iCompoundingFreq);
// dblDF /= (1. + (_adblForwardRate[i] * yearFract (iStartDate, _aiDate[i])));
else
dblExpArg -= _adblForwardRate[i] * yearFract (iStartDate, _aiDate[i]);
iStartDate = _aiDate[i++];
}
if (i >= iNumDate) i = iNumDate - 1;
if (_bDiscreteCompounding)
dblDF *= java.lang.Math.pow (1. + (_adblForwardRate[i] / _iCompoundingFreq), -1. * yearFract
(iStartDate, iDate) * _iCompoundingFreq);
// dblDF /= (1. + (_adblForwardRate[i] * yearFract (iStartDate, iDate)));
else
dblExpArg -= _adblForwardRate[i] * yearFract (iStartDate, iDate);
return (_bDiscreteCompounding ? dblDF : java.lang.Math.exp (dblExpArg)) * turnAdjust (_iEpochDate,
iDate);
}
@Override public double forward (
final int iDate1,
final int iDate2)
throws java.lang.Exception
{
int iStartDate = epoch().julian();
if (iDate1 < iStartDate || iDate2 < iStartDate) return 0.;
return 365.25 / (iDate2 - iDate1) * java.lang.Math.log (df (iDate1) / df (iDate2));
}
@Override public double zero (
final int iDate)
throws java.lang.Exception
{
double iStartDate = epoch().julian();
if (iDate < iStartDate) return 0.;
return -365.25 / (iDate - iStartDate) * java.lang.Math.log (df (iDate));
}
@Override public org.drip.state.forward.ForwardRateEstimator forwardRateEstimator (
final int iDate,
final org.drip.state.identifier.ForwardLabel fri)
{
return null;
}
@Override public java.util.Map<java.lang.Integer, java.lang.Double> canonicalTruthness (
final java.lang.String strLatentQuantificationMetric)
{
return null;
}
@Override public FlatForwardDiscountCurve parallelShiftManifestMeasure (
final java.lang.String strManifestMeasure,
final double dblShift)
{
if (!org.drip.numerical.common.NumberUtil.IsValid (dblShift) || null == _ccis) return null;
org.drip.product.definition.CalibratableComponent[] aCalibInst = _ccis.components();
int iNumComp = aCalibInst.length;
double[] adblShift = new double[iNumComp];
for (int i = 0; i < iNumComp; ++i)
adblShift[i] = dblShift;
return shiftManifestMeasure (adblShift);
}
@Override public FlatForwardDiscountCurve shiftManifestMeasure (
final int iSpanIndex,
final java.lang.String strManifestMeasure,
final double dblShift)
{
if (!org.drip.numerical.common.NumberUtil.IsValid (dblShift) || null == _ccis) return null;
org.drip.product.definition.CalibratableComponent[] aCalibInst = _ccis.components();
int iNumComp = aCalibInst.length;
double[] adblShift = new double[iNumComp];
if (iSpanIndex >= iNumComp) return null;
for (int i = 0; i < iNumComp; ++i)
adblShift[i] = i == iSpanIndex ? dblShift : 0.;
return shiftManifestMeasure (adblShift);
}
@Override public org.drip.state.discount.ExplicitBootDiscountCurve customTweakManifestMeasure (
final java.lang.String strManifestMeasure,
final org.drip.param.definition.ManifestMeasureTweak rvtp)
{
return shiftManifestMeasure (org.drip.analytics.support.Helper.TweakManifestMeasure
(_adblForwardRate, rvtp));
}
@Override public FlatForwardDiscountCurve parallelShiftQuantificationMetric (
final double dblShift)
{
if (!org.drip.numerical.common.NumberUtil.IsValid (dblShift)) return null;
int iNumDate = _adblForwardRate.length;
double[] adblForwardRate = new double[iNumDate];
for (int i = 0; i < iNumDate; ++i)
adblForwardRate[i] = _adblForwardRate[i] + dblShift;
try {
return new FlatForwardDiscountCurve (new org.drip.analytics.date.JulianDate (_iEpochDate),
_strCurrency, _aiDate, adblForwardRate, _bDiscreteCompounding, _strCompoundingDayCount,
_iCompoundingFreq);
} catch (java.lang.Exception e) {
e.printStackTrace();
}
return null;
}
@Override public org.drip.analytics.definition.Curve customTweakQuantificationMetric (
final org.drip.param.definition.ManifestMeasureTweak rvtp)
{
try {
return new FlatForwardDiscountCurve (new org.drip.analytics.date.JulianDate (_iEpochDate),
_strCurrency, _aiDate, org.drip.analytics.support.Helper.TweakManifestMeasure
(_adblForwardRate, rvtp), _bDiscreteCompounding, _strCompoundingDayCount,
_iCompoundingFreq);
} catch (java.lang.Exception e) {
e.printStackTrace();
}
return null;
}
@Override public FlatForwardDiscountCurve createBasisRateShiftedCurve (
final int[] aiDate,
final double[] adblBasis)
{
if (null == aiDate || null == adblBasis) return null;
int iNumDate = aiDate.length;
if (0 == iNumDate || iNumDate != adblBasis.length) return null;
double[] adblShiftedRate = new double[iNumDate];
try {
for (int i = 0; i < aiDate.length; ++i)
adblShiftedRate[i] = zero (aiDate[i]) + adblBasis[i];
return new FlatForwardDiscountCurve (new org.drip.analytics.date.JulianDate (_iEpochDate),
_strCurrency, aiDate, adblShiftedRate, _bDiscreteCompounding, _strCompoundingDayCount,
_iCompoundingFreq);
} catch (java.lang.Exception e) {
e.printStackTrace();
}
return null;
}
@Override public java.lang.String latentStateQuantificationMetric()
{
return org.drip.analytics.definition.LatentStateStatic.DISCOUNT_QM_ZERO_RATE;
}
@Override public org.drip.numerical.differentiation.WengertJacobian jackDDFDManifestMeasure (
final int iDate,
final java.lang.String strManifestMeasure)
{
if (!org.drip.numerical.common.NumberUtil.IsValid (iDate)) return null;
int i = 0;
double dblDF = java.lang.Double.NaN;
double iStartDate = _iEpochDate;
org.drip.numerical.differentiation.WengertJacobian wj = null;
try {
wj = new org.drip.numerical.differentiation.WengertJacobian (1, _adblForwardRate.length);
} catch (java.lang.Exception e) {
e.printStackTrace();
return null;
}
if (iDate <= _iEpochDate) {
if (!wj.setWengert (0, 0.)) return null;
return wj;
}
try {
if (!wj.setWengert (0, dblDF = df (iDate))) return null;
} catch (java.lang.Exception e) {
e.printStackTrace();
return null;
}
while (i < _adblForwardRate.length && (int) iDate >= (int) _aiDate[i]) {
if (!wj.accumulatePartialFirstDerivative (0, i, dblDF * (iStartDate - _aiDate[i]) / 365.25))
return null;
iStartDate = _aiDate[i++];
}
if (i >= _adblForwardRate.length) i = _adblForwardRate.length - 1;
return wj.accumulatePartialFirstDerivative (0, i, dblDF * (iStartDate - iDate) / 365.25) ? wj :
null;
}
@Override public boolean setNodeValue (
final int iNodeIndex,
final double dblValue)
{
if (!org.drip.numerical.common.NumberUtil.IsValid (dblValue) || iNodeIndex > _adblForwardRate.length)
return false;
for (int i = iNodeIndex; i < _adblForwardRate.length; ++i)
_adblForwardRate[i] = dblValue;
return true;
}
@Override public boolean bumpNodeValue (
final int iNodeIndex,
final double dblValue)
{
if (!org.drip.numerical.common.NumberUtil.IsValid (dblValue) || iNodeIndex > _adblForwardRate.length)
return false;
for (int i = iNodeIndex; i < _adblForwardRate.length; ++i)
_adblForwardRate[i] += dblValue;
return true;
}
@Override public boolean setFlatValue (
final double dblValue)
{
if (!org.drip.numerical.common.NumberUtil.IsValid (dblValue)) return false;
for (int i = 0; i < _adblForwardRate.length; ++i)
_adblForwardRate[i] = dblValue;
return true;
}
}